---
title: "Fed SR 11-7 — Supervisory Guidance on Model Risk Management — KYE Protocol™ coverage"
description: "Fed SR 11-7 — Supervisory Guidance on Model Risk Management coverage by KYE Protocol™ — every requirement bijection-mapped to the KYE™ artefact that enforces it."
url: https://kyeprotocol.com/compliance/fed-sr-11-7/
lang: en
source: "KYE Protocol"
---

> Fed SR 11-7 — Supervisory Guidance on Model Risk Management coverage by KYE Protocol™ — every requirement bijection-mapped to the KYE™ artefact that enforces it.

Fed SR 11-7 — Supervisory Guidance on Model Risk Management

# Fed SR 11-7 — Supervisory Guidance on Model Risk Management — 100% of in-scope requirements covered.

5 requirements · 4 in scope (4 enforced) · 1 out-of-scope (outside KYE™’s authority layer). The 100% is weighted over the in-scope base.

**Source:** Federal Reserve SR Letter 11-7, issued jointly with the OCC as Bulletin 2011-12, is the US supervisory guidance on model risk management. Section IV governs model development, implementation, and use; Section V governs model validation (evaluation of conceptual soundness, ongoing monitoring, and outcomes analysis); Section VI governs governance, policies, and controls — including the model inventory, named ownership, change control, and effective challenge. KYE Protocol™ governs whether a model-driven output may PROCEED to a consequential decision — only a currently-validated model used within its approved scope, with the model change a named-authority decision with evidence, and every consequential decision carrying a resolvable provenance pin (model\_id + version + validation reference). KYE™ does not develop or validate models, perform the quantitative work, or judge model quality. · **License:** SR 11-7 / OCC 2011-12 is a US government work in the public domain; the KYE™ registry paraphrases each requirement's intent and cites the official section identifier for mapping purposes only.

## By category

| Category | Reqs | Enforced | Designed | Advisory | Deferred | Coverage |
| --- | --- | --- | --- | --- | --- | --- |
| Validated-model use authority at the decision boundary | 1 | 1 | 0 | 0 | 0 | **100%** |
| Model change control as a named-authority decision | 1 | 1 | 0 | 0 | 0 | **100%** |
| Decision traceability to model version & validation reference | 1 | 1 | 0 | 0 | 0 | **100%** |
| Model inventory & policy controls on model use | 1 | 1 | 0 | 0 | 0 | **100%** |
| Quantitative model development, validation & capital mathematics | 1 | 0 | 0 | 0 | 0 | **0%** |

## Every requirement → the KYE™ artefact that enforces it

| ID | Title | Status | KYE™ enforcement |
| --- | --- | --- | --- |
| `fed-sr-11-7.model-use-named-authority` | A consequential decision relies only on a currently-validated model used within its approved scope, under a recorded named-authority decision | enforced | **audit\_events**: `kye.purpose.request.v1`, `kye.purpose.admissibility.v1`, `kye.evidence.decision_map.v1` **engines**: `internal`, `internal` **rule\_packs**: `kye:rule-pack:model-risk-data-governance` **dictionaries**: `internal` **constitution\_refs**: `constitution/12-PURPOSE-PERMISSION.md` |
| `fed-sr-11-7.model-change-control` | A model version change / recalibration takes effect only as a named-authority decision with evidence | enforced | **audit\_events**: `kye.purpose.request.v1`, `kye.purpose.admissibility.v1`, `kye.evidence.decision_map.v1`, `kye.evidence.pack.v1` **engines**: `internal`, `internal` **rule\_packs**: `kye:rule-pack:model-risk-data-governance` **constitution\_refs**: `constitution/12-PURPOSE-PERMISSION.md`, `constitution/13-RESILIENCE-LOOP.md` |
| `fed-sr-11-7.decision-provenance-traceability` | Every consequential decision records model\_id + version + validation reference — no untraceable model output proceeds | enforced | **audit\_events**: `kye.evidence.tool_call.v1`, `kye.replay.context_seal.v1`, `kye.evidence.pack.v1`, `kye.replay.proof.v1` **engines**: `internal`, `internal` **rule\_packs**: `kye:rule-pack:model-risk-data-governance` **constitution\_refs**: `constitution/13-RESILIENCE-LOOP.md`, `constitution/21-DELEGATED-AUDITABILITY.md` |
| `fed-sr-11-7.inventory-policy-controls` | Policy controls on model use — declared restrictions checked and the basis recorded before a model-driven action proceeds | enforced | **audit\_events**: `kye.purpose.request.v1`, `kye.purpose.admissibility.v1`, `kye.evidence.decision_map.v1` **engines**: `internal`, `internal` **rule\_packs**: `kye:rule-pack:model-risk-data-governance` **constitution\_refs**: `constitution/12-PURPOSE-PERMISSION.md`, `constitution/25-EDGE-GOVERNANCE.md` |
| `fed-sr-11-7.quantitative-development-validation` | Quantitative model development, validation mathematics, and capital computation on the merits | out-of-scope | _(no enforcement cited)_ |

Canonical KYE™ surfaces referenced on this page: [KYE Protocol™](https://kyeprotocol.com/).