UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023) · vECCTA 2023 (in force 1 Sep…

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023)

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023) — 38% of in-scope requirements covered.

4 requirements · 4 in scope (2 designed · 2 advisory). The 38% is weighted over the in-scope base.

Source: The UK Economic Crime and Corporate Transparency Act 2023 introduced the corporate 'failure to prevent fraud' offence: a large organisation is liable where an associated person commits a specified fraud intending to benefit the organisation, unless it had reasonable fraud-prevention procedures in place. KYE Protocol™(TM) governs WHETHER an AI agent's action that could constitute or facilitate fraud may proceed at the action boundary, under named authority, with the prevention procedure recorded and replay-provable. KYE™ does not determine criminal fraud and does not replace the organisation's fraud-prevention programme or legal advice. · License: ECCTA 2023 is UK legislation (Crown copyright); KYE™ registry cites its provisions for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Reasonable fraud-prevention procedures (statutory defence) 2 0 1 1 0 38%
Risk assessment & monitoring 2 0 1 1 0 38%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
uk-eccta-ftpf.reasonable-procedures Reasonable fraud-prevention procedures — AI actions gated by named authority (statutory defence) designed rule_packs: kye:rule-pack:aml-financial-crimes
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md
uk-eccta-ftpf.evidence-of-procedures Demonstrable evidence the prevention procedures operated advisory constitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.pack.v1, kye.replay.proof.v1
uk-eccta-ftpf.risk-assessment Fraud risk assessment — surfacing where AI actions create fraud exposure advisory constitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.decision_map.v1
uk-eccta-ftpf.monitoring-review Monitoring & review of fraud-prevention procedures designed constitution_refs: constitution/21-DELEGATED-AUDITABILITY.md