---
title: "SR 11-7 — Model Risk Management — KYE Protocol™"
description: "SR 11-7 — Model Risk Management — control mappings to KYE Protocol™ canonical artefacts. Banking — model risk management for all regulated banking organisations supervised by the Federal Re…"
url: https://kyeprotocol.com/frameworks/sr-11-7/
lang: en
source: "KYE Protocol"
---

> SR 11-7 — Model Risk Management — control mappings to KYE Protocol™ canonical artefacts. Banking — model risk management for all regulated banking organisations supervised by the Federal Re…

Framework deep-dive

# SR 11-7 — Model Risk Management.

**Issuer:** U.S. Federal Reserve / OCC / FDIC · **Year:** 2011 · **Source:** [official text →](https://www.federalreserve.gov/supervisionreg/srletters/sr1107.pdf)

**Scope:** Banking — model risk management for all regulated banking organisations supervised by the Federal Reserve, OCC, and FDIC.

## What KYE Protocol™ supplies

SR 11-7 demands documented model inventory, governance, monitoring, and independent validation for every model used in critical decisions. KYE Protocol™ supplies the runtime artefacts every paragraph of SR 11-7 expects: model identity (Entity Engine), authority + purpose (Authority + Purpose engines), evaluation logs (Decision Engine), and replayable audit chain (Evidence + Replay engines).

## Per-clause control mapping

| SR 11-7 clause | KYE Protocol™ binding |
| --- | --- |
| **§III — Model inventory + identification** | Entity Engine — every model entity has a KYEID and an authority graph. |
| **§IV — Effective challenge / independent validation** | Decision Engine + Scenario Engine — every decision is bound to a signed Decision Map™; Scenario Engine provides counter-factual replay. |
| **§V — Documentation + change management** | Operating Model + Rules Engine + signed transitions; every model change emits a signed state-transition event. |
| **§V — Outcomes analysis + ongoing monitoring** | Drift Cascade™ + Reconciliation Engine™ — drift events are detected and routed to signed revocation events; reconciliation runs declared-vs-deployed bijection. The cascade propagation construction is part of the patent track and is not disclosed in this repository. |
| **§VI — Model risk governance + roles** | GovernedUI Action Approval + Critical Point Review modules; two-person + two-person-with-legal approval modes. |
| **§VII — Internal audit + external audit accessibility** | Replay Proof™ + Evidence Pack™ — replayable offline by independent auditors using only the publisher's JWKS. |

Every binding above resolves to a canonical KYE Protocol™ artefact (engine, schema, audit event, or patent claim). The full per-control register is published in the conformance repo at `github.com/KYE-Protocol/app/tree/main/internal`.

## What an auditor / regulator gets

- **Replay Proof™** — re-derive any decision offline using only the publisher’s published JWKS. No back-channel to KYE™ project.
- **Evidence Pack™** — sealed, signed, replayable container of decisions + bound rules + audit-chain anchors.
- **Conformance Pack** — 133-fixture black-box test suite; signed `kye.conformance_report.v1` envelope.
- **Audit Chain** — per-tenant WORM-anchored audit chain; the specific multi-tier immutability construction is part of the patent track and is not disclosed here.
- **Compliance Attestation** — per-framework signed `kye.compliance.attestation.v1` envelopes (90-day cadence).

## Adjacent paths

- [All frameworks](https://kyeprotocol.com/frameworks/) — the framework catalogue (this is a deep-dive).
- [For regulators](https://kyeprotocol.com/regulators/) — what supervisors see.
- [For auditors](https://kyeprotocol.com/auditors/) · [Onboard your firm](https://kyeprotocol.com/auditors/onboard/)
- [Whitepaper](https://kyeprotocol.com/whitepaper/) — the technical foundation.
- [Apply for a regulated-pilot](https://kyeprotocol.com/pilot-apply/) — banking-grade scoped engagement.

Canonical KYE™ surfaces referenced on this page: [Authority Graph™](https://kyeprotocol.com/authority-lifecycle/) · [Evidence Pack™](https://kyeprotocol.com/evidence-pack/) · [KYE™ Conformance Pack™](https://kyeprotocol.com/compliance/) · [KYE Protocol™](https://kyeprotocol.com/) · [KYE™ Reconciliation Engine](https://kyeprotocol.com/glossary/).