Dodd-Frank §922 + SEC Rule 21F — Whistleblower Programme

Dodd-Frank §922 + SEC Rule 21F — Whistleblower Programme — 100% of in-scope requirements covered.

3 requirements · 2 in scope (2 enforced) · 1 out-of-scope (outside KYE™’s authority layer). The 100% is weighted over the in-scope base.

Dodd-Frank §922 + SEC Rule 21F: requirement → the KYE™ artefact that enforces it

Demo data

You learn: Which requirements KYE™ enforces at runtime and with which artefact. You can: Walk the requirements.

  1. confidentiality-evidence · enforced

    Access to a whistleblower's identity proceeds only under a recorded need-to-know authority with…

    Audit events: kye.purpose.admissibility.v1, kye.evidence.decision_map.v1, kye.evidence.pack.v1 · Rule packs: kye:rule-pack:whistleblower-speakup · Constitution: 12 purpose permission, 13 resilience…

  2. handling-contestability-reconstruction · enforced

    Contestability & reconstruction of the handling / retaliation determination

    Audit events: kye.evidence.pack.v1, kye.replay.context_seal.v1, kye.replay.proof.v1 · Rule packs: kye:rule-pack:whistleblower-speakup · Constitution: 13 resilience loop, 21 delegated auditability

  3. securities-merits-and-award · out-of-scope

    Securities-law merits, the whistleblower bounty award, and Rule 21F adjudication

    (no enforcement cited)

How this widget is built
Demonstrates
KYE™ Compliance Mapping Rail™
Components
  • Framework requirement (clause)
  • Coverage status
  • KYE™ enforcement artefact (event, decision-record field, Evidence Pack™ entry)
Flow
Clause → status → the KYE™ artefact that enforces it, enforced requirements first. Architecture diagram
Used on

Source: Section 922 of the Dodd-Frank Act (codified at 15 U.S.C. §78u-6) and SEC Rules 21F establish the SEC whistleblower programme: the SEC must protect the confidentiality of a whistleblower's identity to the extent possible, the statute prohibits retaliation against a whistleblower, and SEC Rule 21F-17 prohibits any action impeding an individual from communicating directly with the SEC about a possible securities-law violation (including via confidentiality / severance agreements). KYE Protocol™ governs whether an AI-assisted access to a whistleblower's identity or a consequential case action may PROCEED — on a recorded need-to-know authority, with confidentiality evidence captured, a signed Evidence Pack™, and a contestability record. KYE™ does not assess the securities-law tip on its merits or adjudicate the §922 / Rule 21F claim. · License: The Dodd-Frank Act, the United States Code, and SEC rules are US government works in the public domain; KYE™ registry paraphrases each requirement's intent and cites the official identifier for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Confidentiality & anti-impediment evidence for a whistleblower's identity11000100%
Contestability & reconstruction of the handling / retaliation determination11000100%
Securities-law merits, bounty award & Rule 21F adjudication100000%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
dodd-frank-whistleblower.confidentiality-evidenceAccess to a whistleblower's identity proceeds only under a recorded need-to-know authority with confidentiality evidence capturedenforcedaudit_events: kye.purpose.admissibility.v1, kye.evidence.decision_map.v1, kye.evidence.pack.v1
engines: internal, internal
rule_packs: kye:rule-pack:whistleblower-speakup
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md, constitution/13-RESILIENCE-LOOP.md
dodd-frank-whistleblower.handling-contestability-reconstructionContestability & reconstruction of the handling / retaliation determinationenforcedaudit_events: kye.evidence.pack.v1, kye.replay.context_seal.v1, kye.replay.proof.v1
engines: internal, internal
rule_packs: kye:rule-pack:whistleblower-speakup
constitution_refs: constitution/13-RESILIENCE-LOOP.md, constitution/21-DELEGATED-AUDITABILITY.md
dodd-frank-whistleblower.securities-merits-and-awardSecurities-law merits, the whistleblower bounty award, and Rule 21F adjudicationout-of-scope(no enforcement cited)

Canonical KYE™ surfaces referenced on this page: Evidence Pack™ · KYE Protocol™.