HAARF — Healthcare AI Agents Regulatory Framework
HAARF — Healthcare AI Agents Regulatory Framework — 97% of in-scope requirements covered.
279 requirements · 279 in scope (262 enforced · 15 designed · 2 deferred). The 97% is weighted over the in-scope base.
Source: medrxiv 10.64898/2026.04.09.26350519v1 · License: CC-BY-SA-4.0
By category
| Category | Reqs | Enforced | Designed | Advisory | Deferred | Coverage |
|---|---|---|---|---|---|---|
| C1 Unified Risk & Lifecycle Assessment | 30 | 29 | 1 | 0 | 0 | 98% |
| C2 Model Passport & Provenance | 34 | 34 | 0 | 0 | 0 | 100% |
| C3 Cybersecurity for AI Agents | 35 | 33 | 2 | 0 | 0 | 97% |
| C4 Human Oversight & Accountability | 38 | 33 | 4 | 0 | 1 | 92% |
| C5 Agent Registration & Identity | 30 | 26 | 4 | 0 | 0 | 93% |
| C6 Autonomy Governance | 35 | 35 | 0 | 0 | 0 | 100% |
| C7 Bias, Equity & Fairness | 35 | 32 | 2 | 0 | 1 | 94% |
| C8 Tool Use & Integration Security | 42 | 40 | 2 | 0 | 0 | 98% |
Every requirement → the KYE™ artefact that enforces it
| ID | Title | Status | KYE™ enforcement |
|---|---|---|---|
haarf.C1.1.1 | Three-factor risk assessment (autonomy × consequence × population) | enforced | audit_events: kye.risk_assessment.v1, kye.evidence.decision_map.v1engines: internal, internalagents: internalworkers: kye-risk-agentconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.2 | Autonomy-level classification (advisory → fully autonomous) | enforced | audit_events: kye.assurance.adoption_stage.v1, kye.authority.grant.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.3 | Consequence-tier classification (reversible → irreversible / safety-critical) | enforced 1 unverified citation | audit_events: kye.risk_assessment.v1, kye.decision.commit_boundary.v1 unverified citationengines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.4 | Population-impact classification (single patient → cohort → population) | enforced | audit_events: kye.risk_assessment.v1engines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.5 | Pre-deployment risk register entry | enforced 1 unverified citation | audit_events: kye.assurance.risk_register.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.6 | Lifecycle stage gating (design → train → validate → deploy → monitor → retire) | enforced 1 unverified citation | audit_events: kye.assurance.adoption_stage.v1, kye.assurance.review_cycle.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.7 | Pre-deployment threat model | enforced 1 unverified citation | audit_events: kye.assurance.threat_model.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.8 | Independent risk review | enforced 1 unverified citation | audit_events: kye.assurance.internal_audit.v1 unverified citation, kye.assurance.audit_pilot.v1agents: internalworkers: kye-audit-pilot-agentconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C1.1.9 | Periodic risk re-assessment (≤90 days) | enforced | schemas: kye.compliance.attestation.v1audit_events: kye.compliance.attestation.v1, kye.risk_assessment.v1engines: internalworkers: kye-compliance-card-refreshconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.10 | Risk re-assessment on material change | enforced 1 unverified citation | audit_events: kye.risk_assessment.v1, kye.resilience.drift.detected.v1 unverified citationengines: internal, internalworkers: kye-drift-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.11 | Risk-tiered approval modes (auto / single / two-person / two-person+legal) | enforced | audit_events: kye.decision.record.v1engines: internal, internalgovernedui_modules: kye.governedui.module.action_approval.v1, kye.governedui.module.approval_queue.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C1.1.12 | Risk-tiered authority scope minimisation | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.purpose.scope.v1 unverified citationengines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C1.1.13 | Risk register WORM persistence | enforced 2 unverified citations | schemas: kye.audit.event.v1audit_events: kye.assurance.risk_register.v1 unverified citation, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C1.1.14 | Pre-clinical-deployment red-team | enforced 1 unverified citation | audit_events: kye.assurance.threat_model.v1 unverified citationengines: internal, internalagents: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.15 | Sub-population fairness pre-check | enforced | audit_events: kye.risk_assessment.v1engines: internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C1.1.16 | Risk classification for AI-as-medical-device class | enforced | audit_events: kye.risk_assessment.v1engines: internal, internaldictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.17 | Lifecycle stage transition evidence pack | enforced | audit_events: kye.evidence.pack.v1, kye.assurance.adoption_stage.v1engines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.18 | Decommissioning plan attached to every agent | designed 1 unverified citation | audit_events: kye.assurance.risk_register.v1 unverified citationconstitution_refs: constitution/14-AGENTS-AND-ENGINES.mdregistries: internal |
haarf.C1.1.19 | Retirement triggers (drift / failure / breach / regulatory) | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.resilience.intent_drift.v1 unverified citationengines: internal, internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.20 | Risk register publication to regulators on demand | enforced 1 unverified citation | audit_events: kye.evidence.pack.v1, kye.report.quarterly_drift.v1 unverified citationengines: internal, internalworkers: kye-oscal-exporterconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C1.1.21 | Risk-acceptance sign-off by accountable executive | enforced 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C1.1.22 | Risk-budget envelope per agent | enforced | audit_events: kye.authority.grant.v1, kye.risk_assessment.v1engines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C1.1.23 | Lifecycle audit trail end-to-end | enforced 1 unverified citation | schemas: kye.audit.event.v1audit_events: kye.audit.event.v1, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C1.1.24 | Risk-class governance differential (low vs high) | enforced | audit_events: kye.risk_assessment.v1engines: internalworkers: kye-rules-gateway-workerdictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.25 | Risk-disclosure to clinical end-user | enforced 1 unverified citation | audit_events: kye.consent.receipt.v1 unverified citation, kye.consent.acceptance.v1engines: internalcomms_templates: expert-review.brief.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C1.1.26 | Population-level risk reporting cadence | enforced 2 unverified citations | audit_events: kye.report.quarterly_drift.v1 unverified citation, kye.report.monthly_decision_summary.v1 unverified citationengines: internalworkers: kye-reporting-workerconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C1.1.27 | Risk-assessment replay-proof | enforced 1 unverified citation | audit_events: kye.evidence.replay_proof.v1 unverified citation, kye.replay.context_seal.v1engines: internalworkers: kye-replay-proof-generatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.28 | Sector-specific risk extensions (healthcare) | enforced | audit_events: kye.risk_assessment.v1engines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C1.1.29 | Risk re-classification on safety-critical update | enforced 1 unverified citation | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.risk_assessment.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C1.1.30 | Cross-tenant risk-class isolation | enforced | audit_events: kye.authority.grant.v1engines: internal, internalworkers: kye-gatewayconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C2.2.1 | Unique model identifier (kye:model:<...>) | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internal, internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C2.2.2 | Model passport — declared capabilities, scope, intended use | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.assurance.adoption_stage.v1engines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C2.2.3 | Training-data provenance disclosure | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalagents: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C2.2.4 | Training-data licence audit | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C2.2.5 | Training-data deduplication & contamination check | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C2.2.6 | Model version pinning | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C2.2.7 | Model artefact integrity hash | enforced 2 unverified citations | audit_events: kye.evidence.signature.v1 unverified citation, kye.assurance.model_validation.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.8 | Model card published | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C2.2.9 | Capability declaration (read / write / autonomous-action) | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C2.2.10 | Limitations disclosure | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C2.2.11 | Intended-population declaration | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C2.2.12 | Off-label / out-of-scope detection | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.resilience.intent_drift.v1 unverified citationengines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.13 | Model provenance chain (training → fine-tune → deploy) | enforced 2 unverified citations | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.audit.event.appended.v1 unverified citationengines: internal, internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.14 | Model passport WORM persistence | enforced 1 unverified citation | schemas: kye.audit.event.v1audit_events: kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.15 | Model validation reports linked | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.assurance.audit_replay_report.v1engines: internalworkers: kye-conformance-runnerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C2.2.16 | Pre-deployment validation evidence pack | enforced 1 unverified citation | audit_events: kye.evidence.pack.v1, kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.17 | External audit hook (Approved Body, CE, third-party) | enforced | audit_events: kye.assurance.audit_pilot.v1, kye.assurance.audit_replay_report.v1agents: internalworkers: kye-audit-pilot-agentconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C2.2.18 | Model passport machine-readable export (OSCAL / SCAP / OpenC2) | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-oscal-exporterconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C2.2.19 | Pre-training risk classification | enforced 1 unverified citation | audit_events: kye.risk_assessment.v1, kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.20 | Training pipeline reproducibility | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-replay-proof-generatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.21 | Model dataset card published | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C2.2.22 | Model deprecation lifecycle | enforced 1 unverified citation | audit_events: kye.assurance.adoption_stage.v1, kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.23 | Model recall mechanism | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.resilience.drift.detected.v1 unverified citationengines: internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.24 | Patch / re-training change-control | enforced 2 unverified citations | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.assurance.management_review.v1 unverified citationengines: internal, internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C2.2.25 | Fine-tuning provenance disclosure | enforced 2 unverified citations | audit_events: kye.assurance.model_validation.v1 unverified citation, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.26 | Foundation-model parent declaration | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C2.2.27 | Model passport signing | enforced 1 unverified citation | audit_events: kye.evidence.signature.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.28 | Model passport public verifier | enforced 1 unverified citation | audit_events: kye.evidence.replay_proof.v1 unverified citationengines: internalworkers: kye-replay-proof-generatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.29 | Cross-model lineage graph | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internal, internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C2.2.30 | Sector-specific model passport extensions | enforced | engines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C2.2.31 | Approved-Body assessment evidence linkage | enforced | audit_events: kye.assurance.audit_pilot.v1, kye.evidence.pack.v1agents: internalworkers: kye-audit-pilot-agentconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C2.2.32 | Substantial-change re-assessment trigger | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-drift-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C2.2.33 | Model passport history (append-only) | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C2.2.34 | Inference-time model passport reference | enforced 1 unverified citation | audit_events: kye.evidence.decision_map.v1, kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.1 | TLS-everywhere on agent traffic | enforced | engines: internalworkers: kye-gatewayprobes: tls-validconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C3.3.2 | Authentication on every privileged action | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.authority.decision.v1 unverified citationengines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C3.3.3 | Step-up authentication for high-risk actions | enforced | engines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C3.3.4 | Secret rotation cadence | enforced | audit_events: kye.compliance.attestation.v1engines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.5 | Least-privilege scope per agent | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.purpose.scope.v1 unverified citationengines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C3.3.6 | Prompt-injection defence | enforced 1 unverified citation | audit_events: kye.resilience.intent_drift.v1 unverified citation, kye.agency_drift.event.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.7 | Output sanitisation / filtering | enforced 1 unverified citation | audit_events: kye.evidence.synthetic_content_label.v1 unverified citation, kye.decision.record.v1engines: internal, internalconstitution_refs: constitution/37-EVENT-ENGINE.md |
haarf.C3.3.8 | Adversarial-prompt logging | enforced 1 unverified citation | audit_events: kye.audit.event.v1, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.9 | Rate-limiting per actor | enforced | engines: internalworkers: kye-rate-limiterconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C3.3.10 | Anomaly detection on agent behaviour | enforced 1 unverified citation | audit_events: kye.agency_drift.event.v1, kye.resilience.drift.detected.v1 unverified citationengines: internal, internalworkers: kye-incident-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.11 | Incident response runbook | enforced | audit_events: kye.audit.event.v1engines: internalworkers: kye-incident-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.12 | Audit logs encrypted at rest | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.13 | Audit logs tamper-evident | enforced 2 unverified citations | schemas: kye.audit.event.v1audit_events: kye.audit.event.appended.v1 unverified citation, kye.audit.integrity_check.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.14 | Tool-call sandboxing | enforced | audit_events: kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C3.3.15 | Network egress controls | enforced | engines: internal, internalworkers: kye-edge-arbiterconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C3.3.16 | Supply-chain verification (SBOM, signature) | enforced 1 unverified citation | audit_events: kye.evidence.signature.v1 unverified citationengines: internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.17 | Vulnerability scanning | enforced | audit_events: kye.audit.event.v1engines: internalworkers: kye-self-audit-daemonconstitution_refs: constitution/44-LIVENESS-ENGINE.md |
haarf.C3.3.18 | Penetration test cadence | enforced 1 unverified citation | audit_events: kye.assurance.threat_model.v1 unverified citationengines: internalagents: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.19 | Break-glass procedure | enforced 1 unverified citation | audit_events: kye.break_glass.event.v1 unverified citation, kye.authority.grant.v1engines: internal, internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C3.3.20 | Kill-switch per agent | enforced 1 unverified citation | audit_events: kye.agent.killed.v1 unverified citation, kye.authority.grant.v1engines: internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C3.3.21 | DDoS protection | enforced | engines: internalworkers: kye-gatewayconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C3.3.22 | Logging streamed to SIEM | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-siem-exportconstitution_refs: constitution/35-STREAMING-LOGS.md |
haarf.C3.3.23 | Crypto-agility (algorithm rotation) | designed | engines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.24 | BYOK / HYOK support | enforced | engines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.25 | Sensitive-data classification | enforced 1 unverified citation | audit_events: kye.evidence.audit_event.v1 unverified citationengines: internalagents: internaldictionaries: internal, internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C3.3.26 | Personal-data minimisation | enforced 2 unverified citations | audit_events: kye.purpose.scope.v1 unverified citation, kye.purpose.restrictions.v1 unverified citationengines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C3.3.27 | Data-residency controls | enforced | engines: internalconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C3.3.28 | Offline-evidence handling | enforced 1 unverified citation | audit_events: kye.evidence.audit_event.v1 unverified citationengines: internalworkers: kye-offline-evidence-logconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C3.3.29 | Tenant isolation | enforced | engines: internal, internalworkers: kye-gatewayconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C3.3.30 | Continuous control monitoring | enforced | audit_events: kye.compliance.attestation.v1, kye.signal.compliance_card.refreshed.v1workers: kye-compliance-card-refreshreconcilers: pages-bindings-alive, worker-deploy-aliveconstitution_refs: constitution/34-RECONCILIATION-ENGINE.md |
haarf.C3.3.31 | Backup + restore drill | enforced | audit_events: kye.audit.event.v1engines: internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C3.3.32 | Disaster-recovery RTO/RPO targets | designed | audit_events: kye.audit.event.v1constitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C3.3.33 | Subprocessor inventory | enforced | schemas: kye.subprocessor.v1engines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C3.3.34 | Security-headers verification | enforced | engines: internalworkers: kye-gatewayprobes: security-headersconstitution_refs: constitution/44-LIVENESS-ENGINE.md |
haarf.C3.3.35 | Insider-threat detection (silent compromise) | enforced 1 unverified citation | audit_events: kye.agency_drift.event.v1, kye.resilience.drift.detected.v1 unverified citationengines: internalagents: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C4.4.1 | Human-in-the-loop for high-risk decisions | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.decision.commit_boundary.v1 unverified citationengines: internal, internalgovernedui_modules: kye.governedui.module.action_approval.v1, kye.governedui.module.approval_queue.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.2 | Two-person sign-off on irreversible action | enforced 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.3 | Clinician override mechanism | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.break_glass.event.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.critical_point_review.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.4 | Override audit + reason capture | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C4.4.5 | Accountability chain (who-approved-what) | enforced 3 unverified citations | audit_events: kye.audit.event.appended.v1 unverified citation, kye.assurance.management_review.v1 unverified citation, kye.authority.delegation.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C4.4.6 | Role-based access control | enforced | audit_events: kye.authority.grant.v1engines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C4.4.7 | Purpose-bounded data processing | enforced 1 unverified citation | audit_events: kye.purpose.grant.v1, kye.purpose.admission.v1 unverified citation, kye.purpose.request.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C4.4.8 | Decision Map™ visible to authorised reviewer | enforced | audit_events: kye.evidence.decision_map.v1engines: internal, internalgovernedui_modules: kye.governedui.module.evidence_timeline.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.9 | Evidence Pack™ downloadable on demand | enforced | audit_events: kye.evidence.pack.v1engines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.10 | Replay-Proof verification (public-key only) | enforced 1 unverified citation | audit_events: kye.evidence.replay_proof.v1 unverified citation, kye.replay.context_seal.v1engines: internalworkers: kye-replay-proof-generatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C4.4.11 | User-facing AI disclosure | enforced 1 unverified citation | audit_events: kye.consent.receipt.v1 unverified citationengines: internalcomms_templates: expert-review.brief.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C4.4.12 | Patient consent capture | designed 1 unverified citation | audit_events: kye.consent.acceptance.v1, kye.consent.receipt.v1 unverified citationsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C4.4.13 | Clinician training attestation | enforced | audit_events: kye.compliance.attestation.v1agents: internalworkers: kye-training-agentconstitution_refs: constitution/10-PARTNER.md |
haarf.C4.4.14 | Continuous-clinician feedback loop | enforced | audit_events: kye.resilience.improvement_record.v1, kye.resilience.loop_iteration.v1engines: internalgovernedui_modules: kye.governedui.module.evidence_timeline.v1constitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C4.4.15 | Escalation path for disputed decisions | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.critical_point_review.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.16 | Patient-rights notice | designed 1 unverified citation | audit_events: kye.consent.receipt.v1 unverified citationcomms_templates: audit-pilot.applicant-confirmation.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C4.4.17 | DSAR (data-subject-access) handling | enforced | agents: internal, internalworkers: kye-dsar-agent, kye-dsar-evidence-agentconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C4.4.18 | Right to human review | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.critical_point_review.v1, kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.19 | Right to explanation | enforced | audit_events: kye.evidence.decision_map.v1, kye.evidence.pack.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C4.4.20 | Right to redress | designed | audit_events: kye.resilience.improvement_record.v1governedui_modules: kye.governedui.module.critical_point_review.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.21 | Approval queue dashboard | enforced | engines: internalgovernedui_modules: kye.governedui.module.approval_queue.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.22 | Action-approval modes per risk-tier | enforced | audit_events: kye.decision.record.v1engines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.23 | Delegated authority chain | enforced 1 unverified citation | audit_events: kye.authority.delegation.v1 unverified citation, kye.authority.grant.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C4.4.24 | Authority Gap detection | enforced | audit_events: kye.authority.gap.v1engines: internalconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.25 | Authority Proof Bundle™ | enforced | engines: internalworkers: kye-authority-proof-bundle-workerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.26 | Authority Revocation Cascade | enforced | audit_events: kye.authority.grant.v1engines: internal, internalworkers: kye-revocation-cascade, kye-authority-revocation-orchestratorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C4.4.27 | Audit-pilot delegated review | enforced | audit_events: kye.assurance.audit_pilot.v1agents: internalworkers: kye-audit-pilot-agentconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.28 | Per-decision liability assignment | enforced 1 unverified citation | audit_events: kye.decision.record.v1, kye.authority.delegation.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C4.4.29 | Conflict-of-interest disclosure | designed 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationconstitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.30 | Continuous accountability monitoring | enforced | audit_events: kye.compliance.attestation.v1, kye.signal.compliance_card.refreshed.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/34-RECONCILIATION-ENGINE.md |
haarf.C4.4.31 | Documented chain-of-command | enforced 1 unverified citation | audit_events: kye.authority.delegation.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C4.4.32 | Liability insurance evidence | deferred | engines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C4.4.33 | Patient-safety officer sign-off | enforced 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.34 | Regulator notification on serious incident | enforced | audit_events: kye.audit.event.v1engines: internalworkers: kye-webhook-dispatchercomms_templates: audit-pilot.admin-alert.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C4.4.35 | Investigator support evidence pack | enforced | audit_events: kye.evidence.pack.v1engines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.36 | Healthcare-org accountable executive register | enforced 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C4.4.37 | Third-party verifier read-access | enforced | agents: internalworkers: kye-audit-pilot-agentconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C4.4.38 | Public attestation page | enforced 1 unverified citation | audit_events: kye.compliance.attestation.v1, kye.report.annual_conformance_attestation.v1 unverified citationworkers: kye-compliance-card-refreshconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.1 | Agent unique identity (kye:agent:<...>) | enforced | engines: internal, internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.mdregistries: internal |
haarf.C5.5.2 | Agent passport published | enforced | engines: internalgovernedui_modules: kye.governedui.module.entity_passport.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C5.5.3 | Agent class declaration (advisory / autonomous) | enforced | audit_events: kye.assurance.adoption_stage.v1, kye.authority.grant.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.4 | Agent scope binding to authority | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.purpose.scope.v1 unverified citationengines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C5.5.5 | Agent registration in central directory | enforced | engines: internalreconcilers: agent-manifest-aliveconstitution_refs: constitution/14-AGENTS-AND-ENGINES.mdregistries: internal |
haarf.C5.5.6 | Agent passport WORM persistence | enforced 1 unverified citation | schemas: kye.audit.event.v1audit_events: kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C5.5.7 | Agent metadata: capability + risk + autonomy | enforced | audit_events: kye.assurance.adoption_stage.v1, kye.risk_assessment.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.8 | Agent owner / responsible party declared | enforced 2 unverified citations | audit_events: kye.assurance.management_review.v1 unverified citation, kye.authority.delegation.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C5.5.9 | Agent lifecycle stage tracking | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.10 | Agent retirement marker | enforced 1 unverified citation | audit_events: kye.agent.killed.v1 unverified citation, kye.authority.grant.v1engines: internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.11 | Agent re-registration on substantial change | enforced 1 unverified citation | audit_events: kye.assurance.adoption_stage.v1, kye.resilience.drift.detected.v1 unverified citationengines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.12 | Agent inventory machine-readable | enforced | engines: internalreconcilers: agent-manifest-aliveconstitution_refs: constitution/14-AGENTS-AND-ENGINES.mdregistries: internal |
haarf.C5.5.13 | Agent inventory regulator export | designed | engines: internalworkers: kye-oscal-exporterconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C5.5.14 | Authority Grant per agent | enforced | audit_events: kye.authority.grant.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C5.5.15 | Authority Grant revocation cascade | enforced | audit_events: kye.authority.grant.v1engines: internal, internalworkers: kye-revocation-cascade, kye-authority-revocation-orchestratorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.16 | Agent purpose binding | enforced 1 unverified citation | audit_events: kye.purpose.grant.v1, kye.purpose.binding.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C5.5.17 | Tenant-scoped agent registration | enforced | engines: internal, internalworkers: kye-gatewayconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C5.5.18 | Agent runtime attestation | enforced 1 unverified citation | audit_events: kye.compliance.attestation.v1, kye.agent.run.v1 unverified citationworkers: kye-compliance-card-refreshconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C5.5.19 | Agent identity signing | enforced 1 unverified citation | audit_events: kye.evidence.signature.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C5.5.20 | Agent capability manifest | enforced | audit_events: kye.authority.grant.v1engines: internaldictionaries: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C5.5.21 | Cross-agent dependency graph | designed | engines: internal, internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C5.5.22 | Agent versioning | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C5.5.23 | Agent deployment audit | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citation, kye.assurance.adoption_stage.v1engines: internalworkers: kye-audit-chain-workerreconcilers: worker-deploy-aliveconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C5.5.24 | Agent retirement audit | enforced 2 unverified citations | audit_events: kye.agent.killed.v1 unverified citation, kye.audit.event.appended.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C5.5.25 | Agent reputation score | enforced | audit_events: kye.compliance.attestation.v1engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C5.5.26 | Agent compliance card per agent | enforced 1 unverified citation | audit_events: kye.assurance.compliance_card.v1 unverified citation, kye.signal.compliance_card.refreshed.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/34-RECONCILIATION-ENGINE.md |
haarf.C5.5.27 | Public discoverability (where required) | designed | engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C5.5.28 | Cross-jurisdiction registration support | designed | engines: internal, internalconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C5.5.29 | Agent passport API | enforced | engines: internalworkers: kye-gatewayconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C5.5.30 | Onboarding agent | enforced | agents: internalworkers: kye-onboarding-agentcomms_templates: onboarding-agent.pilot-approved.v1, onboarding-agent.commercial-menu.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C6.6.1 | Autonomy ladder (advisory / supervised / autonomous / fully autonomous) | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.2 | Commit-boundary control | enforced 1 unverified citation | audit_events: kye.decision.commit_boundary.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.3 | Shadow Mode (observe-without-effect) | enforced | audit_events: kye.decision.shadow_evaluation.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.4 | Graduated autonomy progression | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.5 | Autonomy rollback mechanism | enforced | audit_events: kye.assurance.adoption_stage.v1, kye.authority.grant.v1engines: internal, internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.6 | Automated drift detection | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.resilience.intent_drift.v1 unverified citationengines: internalworkers: kye-drift-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.7 | Agency-drift event | enforced | schemas: kye.agency_drift.event.v1audit_events: kye.agency_drift.event.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.8 | Authority gap detection | enforced | audit_events: kye.authority.gap.v1engines: internalconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C6.6.9 | Guard recommendation engine | enforced | audit_events: kye.operating_model.guard_recommendation.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.10 | Resilience Loop (detect → revoke → re-grant → replay → improve) | enforced 1 unverified citation | audit_events: kye.resilience.loop.v1 unverified citation, kye.resilience.loop_iteration.v1, kye.resilience.improvement_record.v1engines: internal, internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.11 | Authority scope minimisation | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.purpose.scope.v1 unverified citationengines: internal, internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.12 | Time-bounded authority | enforced | audit_events: kye.authority.grant.v1, kye.compliance.attestation.v1engines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.13 | Action-budget envelope | enforced 1 unverified citation | audit_events: kye.authority.grant.v1, kye.meter.decision.v1 unverified citationengines: internalworkers: kye-rate-limiterconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.14 | Cost-budget envelope | enforced 1 unverified citation | audit_events: kye.meter.decision.v1 unverified citationengines: internalworkers: kye-stripe-meterconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C6.6.15 | Decision-budget envelope | enforced 1 unverified citation | audit_events: kye.meter.decision.v1 unverified citationengines: internal, internalconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C6.6.16 | Anomaly-triggered authority freeze | enforced | audit_events: kye.agency_drift.event.v1, kye.authority.grant.v1engines: internal, internalworkers: kye-revocation-cascadeconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.17 | Periodic authority re-confirmation | enforced 1 unverified citation | audit_events: kye.purpose.reconfirmation.v1 unverified citation, kye.compliance.attestation.v1engines: internal, internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.18 | Multi-agent coordination governance | enforced | audit_events: kye.agent.workflow.v1engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C6.6.19 | Autonomy-aware authority decision | enforced 1 unverified citation | audit_events: kye.authority.decision.v1 unverified citation, kye.assurance.adoption_stage.v1engines: internal, internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.20 | Resilience loop iteration metrics | enforced 1 unverified citation | audit_events: kye.resilience.loop_iteration.v1, kye.resilience.measurement_record.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.21 | Improvement record per loop | enforced 1 unverified citation | audit_events: kye.resilience.improvement.v1 unverified citation, kye.resilience.improvement_record.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.22 | Suppression-reason capture | enforced 1 unverified citation | audit_events: kye.resilience.suppression_reason.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.23 | Adoption-stage gating | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.24 | Goal-coherence verification | enforced 1 unverified citation | audit_events: kye.resilience.intent_drift.v1 unverified citationengines: internalworkers: kye-meaning-continuity-evaluatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.25 | Out-of-scope action blocking | enforced 1 unverified citation | audit_events: kye.authority.gate.v1 unverified citation, kye.signal.decision.denied.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.26 | Decision-map for every autonomous action | enforced | audit_events: kye.evidence.decision_map.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.27 | Autonomy-class compliance attestation | enforced | audit_events: kye.compliance.attestation.v1, kye.assurance.adoption_stage.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.28 | Reality-coupling check | enforced 1 unverified citation | audit_events: kye.resilience.intent_drift.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.29 | Authority delegation transparency | enforced 1 unverified citation | audit_events: kye.authority.delegation.v1 unverified citationengines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C6.6.30 | Self-governance attestation (governance-of-governance) | enforced 1 unverified citation | audit_events: kye.compliance.attestation.v1, kye.constitution.compliance.v1 unverified citationengines: internalconstitution_refs: constitution/45-SELF-DESCRIPTION-GATE.md |
haarf.C6.6.31 | Authority audit replay | enforced | audit_events: kye.assurance.audit_replay_report.v1, kye.replay.proof.v1engines: internal, internalworkers: kye-audit-replay-orchestratorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.32 | Authority compliance attestation seat (per-seat) | enforced | audit_events: kye.compliance.attestation.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/23-BILLING-METERING.md |
haarf.C6.6.33 | Per-decision risk score | enforced | audit_events: kye.risk_assessment.v1, kye.decision.record.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.34 | Off-ladder action blocking | enforced 1 unverified citation | audit_events: kye.authority.gate.v1 unverified citation, kye.assurance.adoption_stage.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C6.6.35 | Sector-specific autonomy policy | enforced | engines: internalworkers: kye-rules-gateway-workersector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C7.7.1 | Pre-deployment bias audit | enforced 1 unverified citation | audit_events: kye.risk_assessment.v1, kye.assurance.model_validation.v1 unverified citationengines: internal, internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.2 | Sub-population performance metrics | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internal, internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.3 | Demographic-disparity monitoring | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.resilience.measurement_record.v1 unverified citationengines: internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.4 | Fairness threshold per use-case | enforced | audit_events: kye.risk_assessment.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.5 | Fairness re-assessment cadence | enforced | audit_events: kye.compliance.attestation.v1, kye.risk_assessment.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.6 | Bias-incident reporting | enforced 1 unverified citation | audit_events: kye.audit.event.v1, kye.resilience.drift.detected.v1 unverified citationengines: internalworkers: kye-incident-detectorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.7 | Equitable access (no demographic gating) | enforced 1 unverified citation | audit_events: kye.purpose.admissibility.v1, kye.authority.decision.v1 unverified citationengines: internal, internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C7.7.8 | Protected-class detection | enforced 1 unverified citation | audit_events: kye.evidence.audit_event.v1 unverified citationengines: internalagents: internaldictionaries: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C7.7.9 | Counterfactual analysis | enforced | audit_events: kye.replay.proof.v1engines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.10 | Bias-mitigation strategy declared | designed 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.11 | Demographic-representative test set | enforced 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-conformance-runnerconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.12 | Outcome-equity dashboard | enforced 2 unverified citations | audit_events: kye.report.quarterly_drift.v1 unverified citation, kye.report.monthly_decision_summary.v1 unverified citationengines: internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.13 | Bias-incident response runbook | enforced | audit_events: kye.audit.event.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.14 | Public bias-transparency report | enforced 1 unverified citation | audit_events: kye.report.annual_conformance_attestation.v1 unverified citationengines: internalworkers: kye-reporting-workerconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.15 | Patient-cohort impact assessment | enforced | audit_events: kye.risk_assessment.v1engines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.16 | Reason-code accountability | enforced | audit_events: kye.decision.record.v1, kye.signal.decision.denied.v1engines: internaldictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.17 | Equitable language in outputs | enforced 1 unverified citation | audit_events: kye.evidence.synthetic_content_label.v1 unverified citationengines: internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.18 | Translation / multilingual support attested | designed 1 unverified citation | audit_events: kye.assurance.model_validation.v1 unverified citationconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.19 | Accessibility (WCAG) attestation | enforced | audit_events: kye.compliance.attestation.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/03-DESIGN-MIGRATION.md |
haarf.C7.7.20 | Patient-language disclosure | enforced 1 unverified citation | audit_events: kye.consent.receipt.v1 unverified citationengines: internalcomms_templates: audit-pilot.applicant-confirmation.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C7.7.21 | Healthcare equity sector overlay | enforced | engines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C7.7.22 | Fairness compliance attestation | enforced | audit_events: kye.compliance.attestation.v1workers: kye-compliance-card-refreshconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.23 | Bias-mitigation evidence pack | enforced | audit_events: kye.evidence.pack.v1engines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.24 | Demographic-data-residency | enforced | engines: internalconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C7.7.25 | Demographic-data minimisation | enforced 1 unverified citation | audit_events: kye.purpose.scope.v1 unverified citationengines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C7.7.26 | Bias-drift detection | enforced 2 unverified citations | audit_events: kye.resilience.drift.detected.v1 unverified citation, kye.resilience.measurement_record.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.27 | Bias-incident root-cause analysis | enforced 1 unverified citation | audit_events: kye.assurance.audit_replay_report.v1, kye.resilience.improvement.v1 unverified citationengines: internal, internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.28 | Bias-mitigation update lifecycle | enforced 1 unverified citation | audit_events: kye.assurance.adoption_stage.v1, kye.assurance.model_validation.v1 unverified citationengines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.29 | Equity-board oversight | enforced 1 unverified citation | audit_events: kye.assurance.management_review.v1 unverified citationengines: internalgovernedui_modules: kye.governedui.module.action_approval.v1constitution_refs: constitution/36-GOVERNEDUI.md |
haarf.C7.7.30 | Patient-feedback bias channel | enforced | audit_events: kye.resilience.improvement_record.v1engines: internalcomms_templates: expert-review.brief.v1constitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C7.7.31 | Fairness conformance run | enforced 1 unverified citation | audit_events: kye.assurance.audit_replay_report.v1, kye.assurance.model_validation.v1 unverified citationengines: internalworkers: kye-conformance-runnerconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C7.7.32 | Bias-class dictionary | enforced | engines: internaldictionaries: internal, internalconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C7.7.33 | Cross-jurisdiction equity comparison | deferred | engines: internalconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.34 | Clinical-effectiveness equity check | enforced 1 unverified citation | audit_events: kye.evidence.healthcare.cdss.v1 unverified citationengines: internalsector_packs: kye:sector-pack:healthcareconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C7.7.35 | Equity attestation to regulator | enforced 1 unverified citation | audit_events: kye.report.annual_conformance_attestation.v1 unverified citation, kye.compliance.attestation.v1workers: kye-compliance-card-refresh, kye-reporting-workerconstitution_refs: constitution/20-ANALYTICS-PLANE.md |
haarf.C8.8.1 | Tool registry (declared catalogue) | enforced | engines: internaldictionaries: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C8.8.2 | Tool authority binding | enforced | audit_events: kye.authority.grant.v1, kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C8.8.3 | Tool-call evidence emission | enforced | audit_events: kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/37-EVENT-ENGINE.md |
haarf.C8.8.4 | Tool-call decision-map inclusion | enforced | audit_events: kye.evidence.decision_map.v1, kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.5 | MCP tool registration | enforced | engines: internalworkers: kye-mcp-serverreconcilers: mcp-tool-bijectionconstitution_refs: constitution/15-MCP-AND-SDK.md |
haarf.C8.8.6 | MCP gateway | enforced | engines: internalworkers: kye-mcp-serverconstitution_refs: constitution/15-MCP-AND-SDK.md |
haarf.C8.8.7 | Tool-call authentication | enforced 1 unverified citation | audit_events: kye.authority.decision.v1 unverified citation, kye.evidence.tool_call.v1engines: internal, internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C8.8.8 | Tool-call rate limiting | enforced | engines: internalworkers: kye-rate-limiterconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C8.8.9 | Tool-call timeout / circuit-breaker | enforced | engines: internalworkers: kye-gatewayconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C8.8.10 | Tool error-handling | enforced | audit_events: kye.evidence.tool_call.v1, kye.audit.event.v1engines: internalconstitution_refs: constitution/46-FLOW-CONTRACTS.md |
haarf.C8.8.11 | Tool input validation | enforced | engines: internal, internalconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C8.8.12 | Tool output validation / sanitisation | enforced 2 unverified citations | audit_events: kye.evidence.synthetic_content_label.v1 unverified citation, kye.evidence.audit_event.v1 unverified citationengines: internal, internalconstitution_refs: constitution/37-EVENT-ENGINE.md |
haarf.C8.8.13 | Tool replay-proof | enforced 1 unverified citation | audit_events: kye.evidence.replay_proof.v1 unverified citation, kye.evidence.tool_call.v1engines: internalworkers: kye-replay-proof-generatorconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.14 | External-API integration audit | enforced 1 unverified citation | audit_events: kye.evidence.tool_call.v1, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C8.8.15 | API-key rotation enforced | enforced | schemas: kye.admin.workflow.approved.v1audit_events: kye.admin.api_key.issued.v1, kye.admin.api_key.revoked.v1engines: internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C8.8.16 | Webhook subscriber active | enforced | engines: internalworkers: kye-webhook-dispatcherreconcilers: webhook-subscriber-activeconstitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C8.8.17 | OAuth scope enforcement | enforced | audit_events: kye.authority.grant.v1engines: internal, internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C8.8.18 | Tool-call sandboxing | enforced | audit_events: kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C8.8.19 | Tool-result caching governance | designed | engines: internalworkers: kye-gatewayconstitution_refs: constitution/16-EDGE-RUNTIME.md |
haarf.C8.8.20 | Tool secrets never logged | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citationengines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C8.8.21 | Tool-call audit chain | enforced 1 unverified citation | audit_events: kye.evidence.tool_call.v1, kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-audit-chain-workerconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C8.8.22 | Tool integration risk-class | enforced | audit_events: kye.risk_assessment.v1engines: internaldictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.23 | External-system access via gateway only | enforced | engines: internal, internalworkers: kye-gateway, kye-edge-arbiterconstitution_refs: constitution/25-EDGE-GOVERNANCE.md |
haarf.C8.8.24 | Connector certification | enforced | engines: internalagents: internalworkers: kye-connector-certifier, kye-conformance-runnerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C8.8.25 | Subprocessor inventory | enforced | schemas: kye.subprocessor.v1engines: internalconstitution_refs: constitution/31-DATA-GOVERNANCE-PACK.md |
haarf.C8.8.26 | Tool-call evidence pack | enforced | audit_events: kye.evidence.pack.v1, kye.evidence.tool_call.v1engines: internalworkers: kye-evidence-pack-assemblerconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md |
haarf.C8.8.27 | Streaming logs (tool calls) | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citationengines: internalworkers: kye-siem-exportconstitution_refs: constitution/35-STREAMING-LOGS.md |
haarf.C8.8.28 | Tool-call deterministic replay | enforced | audit_events: kye.replay.proof.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.29 | Tool catalogue publish to MCP server | enforced | engines: internalworkers: kye-mcp-serverreconcilers: mcp-tool-bijectionconstitution_refs: constitution/15-MCP-AND-SDK.md |
haarf.C8.8.30 | Tool deprecation lifecycle | enforced | audit_events: kye.assurance.adoption_stage.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.31 | Cross-tool dependency map | designed | engines: internalconstitution_refs: constitution/14-AGENTS-AND-ENGINES.md |
haarf.C8.8.32 | Tool-error compensating action | enforced | schemas: kye.lifecycle.compensating.v1audit_events: kye.lifecycle.compensating.v1engines: internalconstitution_refs: constitution/46-FLOW-CONTRACTS.md |
haarf.C8.8.33 | Synthetic-content labelling | enforced 1 unverified citation | audit_events: kye.evidence.synthetic_content_label.v1 unverified citationengines: internalconstitution_refs: constitution/37-EVENT-ENGINE.md |
haarf.C8.8.34 | AI Call Ledger | enforced 1 unverified citation | audit_events: kye.audit.event.appended.v1 unverified citation, kye.evidence.tool_call.v1engines: internal, internalconstitution_refs: constitution/30-AUDIT-WORM-RETENTION.md |
haarf.C8.8.35 | MCP-server liveness | enforced | engines: internalworkers: kye-mcp-serverprobes: worker-fleet-healthconstitution_refs: constitution/44-LIVENESS-ENGINE.md |
haarf.C8.8.36 | Tool-API contract testing | enforced | engines: internalworkers: kye-conformance-runnerreconcilers: openapi-worker-routesconstitution_refs: constitution/34-RECONCILIATION-ENGINE.md |
haarf.C8.8.37 | Tool-action commit-boundary check | enforced 1 unverified citation | audit_events: kye.decision.commit_boundary.v1 unverified citation, kye.evidence.tool_call.v1engines: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.38 | Webhook delivery audit | enforced | engines: internalworkers: kye-webhook-dispatcherconstitution_refs: constitution/38-COMMS-RAIL.md |
haarf.C8.8.39 | Tool-call denial reason | enforced | audit_events: kye.signal.decision.denied.v1engines: internaldictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
haarf.C8.8.40 | Tool risk-class differential policy | enforced | engines: internalworkers: kye-rules-gateway-workerconstitution_refs: constitution/29-PROFILES-LITE.md |
haarf.C8.8.41 | Cross-tool action authority check | enforced 1 unverified citation | audit_events: kye.authority.gate.v1 unverified citation, kye.evidence.tool_call.v1engines: internalworkers: kye-pdpconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
haarf.C8.8.42 | Sector-specific tool catalogue | enforced | engines: internalsector_packs: kye:sector-pack:healthcaredictionaries: internalconstitution_refs: constitution/29-PROFILES-LITE.md |
Canonical KYE™ surfaces referenced on this page: Evidence Pack™ · KYE™ MCP Server · KYE™ Onboarding Agent · KYE Protocol™ · Purpose Permission · Resilience Loop · Self-Governance.