UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023)

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023) — 38% of in-scope requirements covered.

4 requirements · 4 in scope (2 designed · 2 advisory). The 38% is weighted over the in-scope base.

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023): requirement → the KYE™ artefact that enforces it

Demo data

You learn: Which requirements KYE™ enforces at runtime and with which artefact. You can: Walk the requirements.

  1. reasonable-procedures · designed

    Reasonable fraud-prevention procedures — AI actions gated by named authority (statutory defence)

    Rule packs: kye:rule-pack:aml-financial-crimes · Constitution: 12 purpose permission

  2. monitoring-review · designed

    Monitoring & review of fraud-prevention procedures

    Constitution: 21 delegated auditability

  3. evidence-of-procedures · advisory

    Demonstrable evidence the prevention procedures operated

    Constitution: 13 resilience loop · Audit events: kye.evidence.pack.v1, kye.replay.proof.v1

  4. risk-assessment · advisory

    Fraud risk assessment — surfacing where AI actions create fraud exposure

    Constitution: 13 resilience loop · Audit events: kye.evidence.decision_map.v1

How this widget is built
Demonstrates
KYE™ Compliance Mapping Rail™
Components
  • Framework requirement (clause)
  • Coverage status
  • KYE™ enforcement artefact (event, decision-record field, Evidence Pack™ entry)
Flow
Clause → status → the KYE™ artefact that enforces it, enforced requirements first. Architecture diagram
Used on

Source: The UK Economic Crime and Corporate Transparency Act 2023 introduced the corporate 'failure to prevent fraud' offence: a large organisation is liable where an associated person commits a specified fraud intending to benefit the organisation, unless it had reasonable fraud-prevention procedures in place. KYE Protocol™(TM) governs WHETHER an AI agent's action that could constitute or facilitate fraud may proceed at the action boundary, under named authority, with the prevention procedure recorded and replay-provable. KYE™ does not determine criminal fraud and does not replace the organisation's fraud-prevention programme or legal advice. · License: ECCTA 2023 is UK legislation (Crown copyright); KYE™ registry cites its provisions for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Reasonable fraud-prevention procedures (statutory defence)2011038%
Risk assessment & monitoring2011038%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
uk-eccta-ftpf.reasonable-proceduresReasonable fraud-prevention procedures — AI actions gated by named authority (statutory defence)designedrule_packs: kye:rule-pack:aml-financial-crimes
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md
uk-eccta-ftpf.evidence-of-proceduresDemonstrable evidence the prevention procedures operatedadvisoryconstitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.pack.v1, kye.replay.proof.v1
uk-eccta-ftpf.risk-assessmentFraud risk assessment — surfacing where AI actions create fraud exposureadvisoryconstitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.decision_map.v1
uk-eccta-ftpf.monitoring-reviewMonitoring & review of fraud-prevention proceduresdesignedconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md

Canonical KYE™ surfaces referenced on this page: KYE Protocol™.