UK Money Laundering Regulations 2017 (MLR 2017)

UK Money Laundering Regulations 2017 (MLR 2017) — 44% of in-scope requirements covered.

4 requirements · 4 in scope (3 designed · 1 advisory). The 44% is weighted over the in-scope base.

UK Money Laundering Regulations 2017 (MLR 2017): requirement → the KYE™ artefact that enforces it

Demo data

You learn: Which requirements KYE™ enforces at runtime and with which artefact. You can: Walk the requirements.

  1. risk-assessment · designed

    Regulation 18 — risk assessment surfaces AI-action AML exposure

    Rule packs: kye:rule-pack:aml-financial-crimes · Constitution: 13 resilience loop

  2. cdd · designed

    Regulations 27-28 — customer due diligence recorded before the action

    Rule packs: kye:rule-pack:aml-financial-crimes · Constitution: 12 purpose permission

  3. ongoing-monitoring · designed

    Regulation 28(11) — ongoing monitoring with a contestable record

    Constitution: 21 delegated auditability

  4. record-keeping · advisory

    Regulation 40 — replay-derivable record-keeping

    Constitution: 13 resilience loop · Audit events: kye.evidence.pack.v1, kye.replay.proof.v1

How this widget is built
Demonstrates
KYE™ Compliance Mapping Rail™
Components
  • Framework requirement (clause)
  • Coverage status
  • KYE™ enforcement artefact (event, decision-record field, Evidence Pack™ entry)
Flow
Clause → status → the KYE™ artefact that enforces it, enforced requirements first. Architecture diagram
Used on

Source: The UK Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (SI 2017/692) set the AML/CTF obligations for regulated UK firms: risk assessment, customer due diligence, ongoing monitoring, and record-keeping. KYE Protocol™(TM) governs WHETHER an AI agent's AML action may proceed under a named compliance officer's authority, with due diligence recorded before the action and replay-provable provenance. KYE™ does not run transaction-monitoring models or replace the firm's AML programme or legal advice. CONSUMED via the aml-financial-crimes spine (section-0: never re-mapped). · License: SI 2017/692 is UK legislation (Crown copyright); KYE™ registry cites its regulations for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Risk assessment1010050%
Customer due diligence1010050%
Ongoing monitoring1010050%
Record-keeping1001025%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
uk-mlr-2017.risk-assessmentRegulation 18 — risk assessment surfaces AI-action AML exposuredesignedrule_packs: kye:rule-pack:aml-financial-crimes
dictionaries: internal
constitution_refs: constitution/13-RESILIENCE-LOOP.md
uk-mlr-2017.cddRegulations 27-28 — customer due diligence recorded before the actiondesignedrule_packs: kye:rule-pack:aml-financial-crimes
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md
uk-mlr-2017.ongoing-monitoringRegulation 28(11) — ongoing monitoring with a contestable recorddesignedconstitution_refs: constitution/21-DELEGATED-AUDITABILITY.md
uk-mlr-2017.record-keepingRegulation 40 — replay-derivable record-keepingadvisoryconstitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.pack.v1, kye.replay.proof.v1

Canonical KYE™ surfaces referenced on this page: KYE Protocol™.